Haldimand-Clinton Book Cipher (1778-1782)

Haldimand-Clinton Book Cipher

British Ciphers during the Revolutionary War

Haldimand-Clinton Book Cipher

During the American Revolutionary War, a book cipher was used between Frederick Haldimand (Dictionary of Canadian Biography, Wikipedia), Governor of the Province of Quebec (1778-1786), and Sir Henry Clinton, British Commander-in-Chief in North America (1778-1782), based in New York.

Other users include Guy Carleton (Commander-in-Chief after Clinton), James Robertson (Governor of New York (Wikipedia))), General Knyphausen (Wikipedia), and Lord Germain (Secretary of State for the Colonies).

The Key

Correspondence in the Archives

Introduction of the Book Cipher

Code Elements

Letters

The Key

Six Lectures on Cryptology by William F. Friedman (1965) (pdf), p.41-43, tells how the key of an undeciphered ciphertext was identified by an officer in NSA, Captain Edward W. Knepper, USSN. The ciphertext was a letter from 13 September 1781, which consisted of columns of figures in pairs.

22.6
.7
.8
.39
.5
.9
  .17
.20
.12
.31
...

(The first figure of the pair is omitted when the same figure is repeatedly used. My transcriptions below supply the omitted first figures. The separator can be "." or "-", of which the latter is adopted below. A ruler line delimiting words are omitted below.)


It was obvious that each pair of figures referred to a line number and a letter number in the line in a key text. Then, it was straightforward to decipher this because of repeated use of the same combinations.

22-6	v
22-7	e
22-8	r
22-39	m
22-5	o
22-9	n
22-17	t
22-20	a
22-12	s
22-31	s
....
23-38	w
23-32	i
23-35	l
23-36	l
23-9	s
23-2	a
23-5	i
23-35	l
23-5	i
23-8	n
a few days

(The plaintext is in the British and Canadian archives: "Vermont assembly is to meet the 1st Octr. I shall send a large detachment ...." See p.341 (Image 989) at the link below. (I could not find the above ciphertext per se in the archives.))

The correspondence between letters and the line/letter numbers allows partial reconstruction of the key text. The captain realized that the key text was a British Army List and used the date of the message as a clue to identify the book in the Library of Congress.

The key is the front page of A List of the General and Field Officers (1778). (Clearer copies, albeit of different editions, are found on the web: Internet Archive)

Correspondence in the Archives

Haldimand's correspondence is in the British Library, Additional Manuscripts 21807 and 21808, which are (manually) copied in Public Archives Canada as Haldimand Papers MG21 (Leighton and Matyas (1985), n.30).

The conversion table by Guylaine Pétin referred me to Haldimand Papers: H-1649, in which Image 637 begins "Correspondence with Sir H. Clinton, Sir Guy Carleton, and other officers at New York. 1777-1783, Vol.I, Presented by W. Haldimand , Esq. Jan.1857, Mus. Brit. 21807". Vol.II begins at Image 1969 (corresponding to Add MS 21808). (In the following, the folio numbers are those in these volumes. While Vol.II restarts from f.1, the confusion will be minimum.)

Introduction of the Book Cipher

Haldimand started using the cipher in his correspondence with Clinton in December 1778. Two letters in French relate to the introduction of the cipher, but I want historians' advice about their exact nature.

(1) Draft (November 1778)

There is an "autograph draft" of a "Letter in French, to Sir Henry Clinton concerning the cypher, dated 23d Novr 1778" (f.34, Image 671; Add MS 21807 f.24).

Au Chevallier Clinton
Quebec le 23r Novr 78
Mr
Afin detre plus asseure que le chiffre que je propose à V: Ex. lui parvienne sans etre connu de personne, je le met sous une double enveloppe; Le premiere est cachettée en oubly d'un grand cachet a mes armes, & l'autre d'un cachet plus petit aussi a mes armes mais en sire rouge si les cachets ne sont point rompus, V: Ex poura avec sureté se servir dun chiffre si elle le juge a propos, Mr Gordan qui est le porteur de cette lettre ignore son contenu; Il se propose de vous communique un chiffre qu'il a donné precedement a Mr Irpou[?] qui s'en est servy, & dont il ma aussi donne le clef, je lay acceptée afin qu'il ne soupçonne rien de celle que j'envoye icy.
Jay lh: [i.e., l'honneur] detre etc
[noted "Autograph Draft"]

The writer, presumably Haldimand (Haldimand is known to have corresponded with Clinton in French. See Wilcox, Portrait of a General, p.52, n.3. Some letters below are endorsed in French. Given that Haldimand was born in Yverdon (a French-speaking region in Switzerland) and was baptized François-Louis-Frédéric, his first language seems to have been French.), sent Clinton a cipher in a double envelope using a wafer (oublie) and a seal (cire). The person entrusted with this, ignorant of the content, offered to give Clinton a cipher he had shared with someone else and Haldimand. Haldimand accepted the offer, though unnecessary, lest he would notice the packet he carried contains a cipher.

(2) First Use (December 1778)

The first use of the book cipher with the above key is in a letter from Haldimand to Clinton, 16 December 1778 (f.35, Image 672; Add MS 21807, f.26).

Quebec, 16 December 1778
If you receive this letter wel sealed with a wafer you may answer it by the same oportunity and with the same cypher. I have no news of any kind, & am quite ignorant of what passes your way & in Europe. I was expecting two victualers which are not yet a[r]rived, but I hope with a little oeconomy to be able to make it out til July.
Haldimand Quebec le 16 December 78

The main ciphertext covers the body of the letter "If ... July", accompanied by a ciphertext for "Ha[l]dimand" "to" "Sir Henry Clint[o]n".

The caution "If you receive this letter wel sealed with a wafer" appears to indicate the cipher was conveyed with this first message. It is wondered whether the November draft was not sent, or was sent but did not get through, or involved some other cipher.

(3) Undated Explanation

The volume also includes "Explanation of the Cypher sent to Sir Henry Clinton in French and English" (f.402-405, Image 1051-1054; Add MS 21807, f.323-326). It not only explains the scheme but also identifies the key text as "Le titre de la liste de l'armee."

(Accents are omitted in my transcription below for typographical reasons.)
La difficulte de correspondre avec surete m'a fait penser a un chiffre qui fut commode pour nous, & difficile pour d'autres. Je prend le liberte de vous le communiquer. Le titre de la liste de l'armee qui est entre les main de tous les officiers, sera le moins soupsconne, & comme la premiere page est toujours exactement la meme dans toutes les editions de ce livre, excepte l'annee, je le retranche; - & je numerotte les lignes depuis 1 jusqu'a 29: - je numerotte de meme chaque lettre alphabetique qui se trouvent dans toutes les lignes commensant de gauche a droite, & comme il n'y a point de lettre q dans cette pays, je le representerai par une de ces trois marques [i.e., a dot in a circle, a larger dot in a circle, a circle with a backslash] qui signifieront egallement le lettre q par tout ou elles se trouveront.
N.B. - Il seroit bon d'observer que dans tous les mots ou il y a des doubles lettres; comme succession - paralelle - commission &c., il faudroit omettres une des double lettres, ou bien ne le pas designes par le memes numero, & en general il faudroit eviter de designer les memes lettres par les memes chiffres.
Les mots ne sont pas separe les uns des autres, parseque les lettres & chiffres une fois connues, il sera facile avec un peu d'attention de former les mots.
On ecrire en collomne; les premiers chiffres de la cauche signifierant le ligne des livre - les secondes chiffres signifierent le numero de la lettre, que vous cherches dans chaque ligne. Pour mieux comprendre cette methode je vais avec le meme titre du dict livre ecrire quelques mots en
(f.403)
francois & en anglaois/
Scavoir, En anglaois
"I have certain intelligence of a detachment of eight thousand rebels &c."

En francois
"J'ay des intelligences certaines q'un detachement de huit mile home doivent se metre en marche le quatrieme avril pour &c." Icy je mets les lettres avec les chiffres a cote afin de mieux comprendre la methode - & sur une autre feuille je ne mettrai uniquement que les chiffres.
Exemple pour le Phrase cy dessus en anglois
I - 4 - 2
h - 11 - 1
a -  - 8
v - 22 - 6
e -  - 3
c - 20 -16
e - - 7
r - - 15
t - - 1
a - - 5
i - - 14
n - - 25
...
(f.404)
Exemple pour le Phrase en francois
J - 1 - 7
a - - 29
y - - 2
d - 6- 15
e - - 13
s - - 23
i - - 12
n - 6 - 3
t - 2- 1
e - - 3
l - 4 - 1
i - - 2
g - 6 - 1
e - 1 - 4
n - 6 - 3
c - 2 - 6
e - - 5
s - 4 - 3
...
(f.405)
En Francois sans lettres En anglois sans lettres
....

Although this is filed before a letter from October 1781, this may have been the explanation given to Clinton in December 1778. (Chronological ordering is not always observed, as seen in placement of deciphered copies.)

Code Elements

Before the explanation of the book cipher in French is filed another undated letter to Clinton in English (a deciphered copy; f.400, Image 1049), which reports difficulties in communication because of the vigilance of the Americans.

The letter is concluded with "I wait for a vessel to send you a cypher less tedious, and full as safe". The "less tedious" cipher does not seem to refer to the book cipher as might be indicated by the filing order. I think it may refer to code numbers representing whole words, of which the earliest specimen in the volume is Clinton's letter of 22 February 1782 (see below). When code elements are used, words enciphered letter by letter with the book cipher are marked with "x" at the figure pair for the first letter.

My reconstruction of code elements is given below. (Blanks in the reading indicate figure pairs that are used in specimens I examined but could not be identified. Examination of more specimens may allow filling the blanks.)

It can be seen entries with the same second figure have the same initial letter. The highest number for the first figure is 54 for words beginning in S.

While inflectional/derivational endings are occasionally appended to the figure pairs, it appears the figure pairs were often used for inflected forms without such explicitly written endings.
3-1	August?
5-1	attack
7-1	arrived
8-1	
9-1	a
10-1	and
11-1	an
15-1	as
17-1	at
18-1	are
21-1	am
30-1	accounts
31-1	about
1-2	by
3-2	been
4-2	
6-2	be
2-3	Connecticut
13-3ed	communicated
15-3	channel
26-3	command
46-3	combined
3-4	
7-4	Detroit
12-4	[days???]
28-4	
1-5	England
3-5	excellency
4-5	express
38-5	
49-5	exactly
1-6	France
2-6	French
5-6	from
6-6	for
7-6	
23-6	fortnight
24-6	
2-7	general
7-7	
15-7	garrison
39-7	
1-8	his
3-8	here
8-8	had
9-8	has
18-8	him
21-8	he
22-8ble	honorable
41-8	head
2-9	June
3-9	July
20-9	inform(ation)
24-9	instance
25-9	instead
27-9	invade
29-9	in
30-9	I
32-9	it
33-9	is
40-9	important
46-9	just
47-9	intelligence
51-9	induce
2-10	know
7-10	
2-11	letter
19-11	large
23-11	learn't
22-12	me
25-12	may?
27-12	minister
29-12	making
37-12	Mr.
42-12	majesty
13-13	new?
2-14	Ohio
3-14	of
4-14	one
8-14	ordered
13-14	on
17-[1?]4	officers
29-14	opened
33-14	other
34-14	our
1-15	
8-15	province(s)
17-15	prisoners
21-15	packet
32-15	peace
41-15	person
42-15	place
49-15	proceedings
1-17	received
51-15's	provisions
2-17	returned
7-17	rebels
34-17	regiments
45-17	rout
1-18	
5-18	since
8-18	send
9-18	should
18-18	successfull
23-18	Spaniards
30-18	strong
43-18	seen
48-18	some
51-18	state
54-18	
4-19	to
5-19	the
8-19	that
9-19	this
10-19	
12-19	troops
13-19	these
22-19	thence
41-19	two
43-19	thousand
46-19	thirteen
3-20	undertake
4-20	upon
6-20	up
6-21	very
4-22	which
5-22	who
6-22	where
8-22	with
9-22	what
10-22	was
11-22	were
17-22	will
18-22	we
20-22	way
41-22	weak
2-24	your
3-24	you
4-24	yet

Actually, use of code was already observed by Leighton as early as 1985.

Further analyzing the problem, Dr. Leighton was recently able to extend this solution by finding the system which governed the associated code list. In his enciphered correspondence Haldimand was using numbers of the form 10-19 to stand for complete words. By studying the numbers and associated words found in some examples of Haldimand's deciphered messages, Dr. Leighton was able to determine that the second part of the number stood for the letter which began the word and the first part indicated its position in the code list under that letter. Thus the word "there", represented by number 10-19, is the 10th word in the 19th sublist (of words all beginning with the letter "T"). Enough numbers and words have been analyzed to suggest that the code list had forty to fifty words per sublist.

(Leighton, A.C., Matyas, S.M. (1985). The History of Book Ciphers. In: Blakley, G.R., Chaum, D. (eds) Advances in Cryptology. CRYPTO 1984. Lecture Notes in Computer Science, vol 196. Springer, Berlin, Heidelberg. https://doi.org/10.1007/3-540-39568-7_11 , p.106)

Letters

vol.I (Add MS 21807)

f.35 (Image 672) Haldimand to Clinton, Quebec 16 December 1778

extract
4-2	i
5-2	f
2-12	yfq
5-1	o
1-27	u
1-5	r
1-4	e
2-6	c
1-7	i
22-6	v
22-7	e
22-1	t
22-2	h
22-14	i
22-12	t
1-31	l
1-32	e
1-22	t
2-3	e
2-8	e
19-1	w
20-3	e
22-13	l
2-4	s
2-5	e
2-10	a
1-31	l
1-32	e
6-15	d
19-1	w
19-2	i
19-3	t
19-4	h
20-5	a
26-1	w
25-1	a
26-11	f
26-7	e
26-13	r
16-6	y
16-5	o
22-16	u
...

2-15	w
2-16	a
7-6	y
27-9	&

...
8-3	t
19-1	w
11-2	o
26-8	u
26-10	i
26-20	c
26-3	t
25-3	u
25-1	a
25-16	l
25-19	[s]

...
18-10	i
18-17	u
18-18	l
18-29	y

[in the margin]
1-23	h
1-29	a
1-37	?
11-6	d
13-3	i
13-25	m
13-8	a
13-9	n
13-10	d

14-1	t
14-2	o

13-6	s
13-3	i
13-2	r
13-7	h
13-16	e
13-9	n
13-2	r
21-17	y
6-20	c
6-14	l
6-12	i
6-3	n
8-3	t
9-10	n

f.96-99 (Image 734- ) Clinton to Haldimand, New York, 9 September 1779 (decoded f.85-94 (Image 723- ): "I was favored with ...")

There are many errors in counting.

extract
1-7	i
2-15	w
1-27	[a] (-2 error)
2-4	s
1-13	[f] (-1 error)
1-27	[a] (-2 error)
9-15	[v] (-1 error)
1-10	[o] (-1 error)
1-17	[r] (-1 error)
1-4	e
6-15 d

f.120-122 (Image 758- ) New York, Clinton to [Haldimand?], 22 October 1779, decoded p.134- : "I was honored with your letter of the 19th July ..."

extract
1-7	i
2-15	w
1-27	[a] (-2 error)
2-4	s
1-13	[f] (-1 error)
1-27	[a] (-2 error)
9-15	[v] (-1 error)
1-10	[o] (-1 error)
1-17	[r] (-1 error)
1-4	e
6-15	d
2-15	w
1-7	i
2-9	t
5-4	h
16-6	y
1-10	[o] (-1 error)
18-7	[u] (unexplained error)
1-17	[r] (-1 error)
4-1	l
1-4	e
2-99	tt (doubling "9" seems to repeat the letters; see also "44" below)
1-4	e
2-17	r
2-4	s
1-10	[o] (-1 error)
1-13	[f] (-1 error)
2-9	t
1-15	[h] (-1 error)
1-4	e

f.145-147 (Image 783-785) Robertson to [Haldimand?], New York, 23 March 1780, decoded on f.118 (Image 756): "I esteem it requisite to inform ..."

(Robertson was the Governor of New York (Wikipedia)).

extract
1-7	i
1-4	e
4-3	s
4-4	t
1-44	ee
1-6	m
4-2	i
4-4	t
1-5	r
1-4	e
[a dot in a circle]-("q" had to be represented in a special way, as arranged on p.402)
18-17	u
1-7	i
4-3	s
4-2	i
4-4	t
5-5	e

f.148 (Image 786) New York, 29 March 1780, "James Robertson", decoded on f.119: "Dear Sir, on the 18th on this month I left ..."

extract

11-6	d
2-3	e
6-6	a
1-5	r
2-4	s
4-4	[i] (+2 error)
1-5	r
5-1	o
6-3	n
5-3	t
5-4	h
5-5	e
10th	(not enciphered)
1-12	o (-1 error)
1-13	f (-1 error)
5-3	t
5-4	h
4-2	i
4-3	s

f.158 (Image 796) New York, Knyphausen to [Haldimand?], 4 May 1780, decoded on f.155: "A frigate is just arrived express"

General Knyphausen (Wikipedia) was with Robertson in New York ("General Robertson, who presents respects, adds that ...").

extract
3-1	a
6-9	[f] (-2 error)
1-5 r
1-7	i
1-20	g
6-6	a
5-3	t
5-5	e
4-2	i
4-3	s
13-11	j
18-17	u
4-3	s
4-4	t
6-6	a
6-5	r
6-5	r
4-2 i
9-15 v (-1 error)
6-13 e
6-15 d

f.176 (Image 819), Knyphausen to Haldimand, New York, 30 May 1780, decoded on p.179: "Charlestown surrendered the 12th instant"

extract
21-1	c
5-4	h
6-6	a
1-5	r
6-7	l
5-5	e
4-3	s
2-1	t
11-2	o
14-3	w
6-3	n

f.184 (Image 827), Clinton to Haldimand, New York, 6 July 1780, decoded on p.186: "I have received your dispatches"

extract
1-7	i
2-2	h
2-16	a
9-16	v
9-6	e
2-7	r
2-3	e
2-6	c
2-5	e
1-7	i
9-16	v
9-17	e
6-15	d

f.226 (Image 870), Clinton to Haldimand, New York, 14 August 1780, decoded on p.225: "Monsieur Terney arrived the ultimate"

(The endorsement "Chiffre du Ch: Clinton du 14me d'Aoust 80" refers to "Chevalier", i.e., Sir Henry Clinton. See the letter of f.34 quoted above.)

extract
1-6	m
1-11	o
1-12	n
2-4	s
4-2	i
5-5	e
18-17	u
11-3	r
17-1	t
17-3	e
17-5	r
17-19	n
17-18	a
17-17	y

f.224-233 (Image 873), Clinton to Haldimand, New York, 9 September 1780, decoded on f.234: "On the 14th of last month I despatched a messenger, by land to your excellency with a letter in cypher ..."

extract
21-1	c
21-17	y
21-4	p
21-12	h
21-13	e
21-15	r

f.242-244 (Image 886), Clinton to [Haldimand?], New York, 2 October 1780 (the day André was executed), duplicate on f.239, decoded on f.245: "General Arnold discovered an intention of giving up the Forts etc. etc. at ("etc. etc. at"[?] is not enciphered) West Point"

extract
6-1	g
6-2	e
6-3	n
6-4	e
6-5	r
6-6	a
6-7	l
15-1	a
6-5	r
6-3	n
11-2	o
6-7	l
18-3	3

f.247 (Image 891) Clinton to Haldimand, New York, 18 October 1780, decoded on p.246: ".... I am concerned for the miscarriage of the Quebec fleet"

extract
.... I am concerned
5-2	f
5-1	o
7-7	r
the	
1-6	m
1-7	i
1-8	s
9-5	c
9-19	a
9-18	r
9-18	r
9-4	i
7-1	a
9-23	g
9-22	e

f.289 (Image 934) Haldimand to Clinton, Quebec, 7 February 1780, duplicate, decoded on f.290: "Anxious to hear from you & to stand against"

extract
15-3	a
15-2	n
15-19	x
15-11	i
25-15	o
25-3	u
25-2	s
26-3	t
26-12	o
26-4	h
26-7	e
26-19	a
26-13	r
26-11	f
26-13	r
26-17		
26-14	m

f.299 (Image 945), Clinton to Haldimand, New York, 8 May 1781, decoded on p.308: "Vermont deserves our vigilant attention."

extract
9-16	V
9-17	e
9-18	r
9-25	m
9-1	o
9-27	n
9-28	t
18-3	d
18-6	e
18-13	s
18-12	e
18-9	r
9-16	v
9-6	e
9-8	s
our
9-16	v
9-9	i
9-23	g
9-9	i
9-20	l
9-19	a
9-10	n
9-11	t
9-19	a
9-11	t
9-11	t
9-6	e
9-10	n
9-11	t
9-4	i
9-1	o
9-10	n

f.304, Clinton to Haldimand, New York, 8 May 1781, decoded on p.307: "... Ensign Drum[m]ond of 16th Novr have not reached me"

extract
I received yours of the 7th February, but the letters you mention to have sent me by
9-6	E
9-10	n
9-8	s
9-9	i
9-10	n
9-23	g
11-6	D
11-7	r
18-17	u
1-6	m
1-6	m
1-10	o (-1 error)
1-11	n (-1 error)
18-3	d
of 15th November has not reached me

f.311 (Image 958) New York, Clinton to Haldimand, 31 May 1781 decoded on f.313: "I have received your letters ... "

extract
...
27-1	c
27-2	l
27-3	o
27-4	t
27-5	h
27-6	i
27-7	n
27-8	g
&c. for the 
6-1	G
6-2	e
6-5	r
1-6	m
6-6	a
6-3	n

f.350 (Image 998)

There are figures on a blank page of a letter from Clinton, 28 September 1781, but these may not be cipher.


f.382 (Image 1030), Clinton to Haldimand, 12 November 1781, decoded on p.385: ".... Of your proclama and"

extract
....
5-1	o
5-2	f
7-6	y
18-14	o
18-17	u
18-9	r
1-3	p
1-5	r
1-11	o
2-6	c
18-18	l
18-1	a
18-4	t
18-10	i
18-14	o
and

f.402 (Image 1051), not dated

A letter in French explaining a cipher and identifies the key text (see above).


f.406 (Image 1056) General Robertson to [Haldimand?], 31 October 1781, decoded extract on f.381: "Sir Henry Clinton with about six thousand men went on board a fleat of 25 sail of the line to try to relieve lord Cornwallis. He was forced to surrender on the 19th the very day our fleet sailed, we have not heard from Sir Henry nor of our fleet...."

extract
Dear Sir -
Thanks for the farrs[?],
your letters, & the great pleasure I
have in having continued in your friendship
2-4	s
4-2	i
2-7	r
2-2	h
2-3	e
1-12	n
1-5	r
7-6	y

vol.II (Add MS 21808)

f.1 (Image 1070) Circular Letter from Lord Germain, 2 January 1782 (The marginal note by the copyist refers to another copy on p.120 and decode on p.238 but I could not find them. These seem to belong to some other volume.)

extract
2-1	t
2-2	h
2-3	e
4-1	l
16-5	o
16-6	y
16-7	a
16-8	l
16-9	r
16-10	e
18-16	f
18-17	u
16-11	g
16-10	e
16-10	e
4-3	s

f.4 (Image 1073) from Lord Germain, 2 January 1782

extract
I was well pleased to find by a copy of your letters of the 1st October
14-1	t
14-2	o
2-4	s
18-10	i
18-9	r
11-1	h
11-5	e
11-12	n
18-9	r
18-29	y

f.11 (Image 1080) from Clinton, New York, 22 February 1782, decoded on f.8-10: "I think it right to send by express to your excellency the following intelligence which has just been communicated to me by the honorable William Smith Chief Justice of this Province, exactly as it was given to me by him. 'About a fortnight since an intelligent person from Connecticut suggested, that ....'"

This letter uses code elements (see above) for the first time in this volume. The first letter of a word spelled with book cipher elements is marked with "x" before the figure pair. For the first few columns, subsequent letters in such a word are also marked with a small "x", which seems to show that this letter was really one of the first to employ code elements, in which the user had to get accustomed to switching between book cipher elements and code elements. (In my transcription below, all book cipher elements are marked with "x".)

extract f.11 (Image 1080)
30-9	I
x7-3	t
x7-4	h
x7-11	i
x7-12	n
x7-10	k
32-9	it
8-13[?]	right
4-19	to
8-18	send
1-2	by
4-5	express
4-19	to
2-24	your
3-5	excellency
5-19	the
x5-2	f
x5-1	o
x4-1	l
x4-1	l
x5-1	o
x19-1	w
x19-2	i
x11-12	n
x11-9	g
47-9	intelligence
4-22	which
9-8	has
46-9	just
3-2	been
13-3ed	communicated
4-19	to
22-12	me
1-2	by
5-19	the
22-8ble	honorable
x19-1	w
x19-2	i
x16-8	l
x16-8	l
x16-12	i
x16-7	a
x16-13	m
x18-13	s
x18-7	m
x18-10	i
x18-4	t
x18-5	h
x21-1	c
x21-12	h
x21-9	i
x21-13	e
x5-2	f
x13-11	i
x18-17	u
x18-18	[s]
x18-4	t
x18-10	i
x9-5	c
x9-6	e
3-14	of
9-19	this
8-15	province
49-5	exactly
15-1	as
32-9	it
10-22	was
x22-4	g
x22-14	i
x22-6	v
x22-7	e
x22-9	n
4-19	to
22-12	me
1-2	by
18-8	him
31-1	about
23-6	fortnight
12-4	[days???]
5-18	since
11-1	an

x16-12	i
x16-15	n
x16-16	t
x16-8	e
x16-8	l
x16-8	l
x16-12	i
x16-11	g
x16-14	e
x16-15	n
x16-16	t
41-15	person
5-6	from
2-3	Connecticut
suggested
8-19	that
tho'
5-19	the
7-17	rebels
x4-4	t
x3-1	a
x4-1	l
x7-10	k
x7-5	e
x11-6	d
3-14	of
11-1	an
5-1	attack
in
5-19	the
spring
4-20	upon
x18-2	n
x18-6	e
x19-1	w
x2-12	y
x11-1	o
x11-3	r
x7-10	k
21-8	he
8-8	had
30-18	strong
suspicions
3-14	of
9-1	a
preparation
4-19	to
27-9	invade
x21-1	c
x18-8	a
x18-11	n
x18-8	a
x18-3	d
x18-8	a
10-1	and
yesterday
30-9	I
23-11	learn't
1-2	by
9-1	a
direct
15-3	channel
8-19	that
2-7	general
x2-4	s
x2-6	c
x2-2	h
x18-17	u
x2-12	y
x18-18	l
x18-6	e
x18-9	r
x18-18	s
x18-1	a
x18-10	i
x18-3	d
4-19	to
one
3-14	of
1-8	his
x21-1	c
x21-2	o
x21-7	n
x5-2	f
x21-9	i
x21-8	d
x21-13	e
x21-7	n
x21-11	t
x21-5	s
10-1	and
4-24	yet
34-14	our
friend
8-19	that
x4-1	l
x3-1	a
x5-2	f
x18-1	a
x18-29	y
x18-6	e
x18-4	t
x18-4	t
x18-6	e
went
4-19	to
1-6	France
4-19	to
propose
8-19	that
x1-3	p
x1-5	r
x1-11	o
x17-4	j
x2-8	e
x2-6	c
x2-9	t
10-1	and
8-19	that
they
11-22	were
22-34[?]	waiting
4-19	to
2-10	know
5-19	the
x18-9	r
x18-12	e
x18-13	s
x18-17	u
x18-18	l
x18-4	t

5-19	the
following
47-9	intelligence
33-9	is *"is just" is deciphered as "has been" (and "since the above" is added)
46-9	just
1-17	received
1-2	by
another
15-3	channel
19-11	large
x20-8	s
x20-6	t
x20-9	o
x20-15	r
x20-14	e
x20-8	s

3-14	of
51-15's	provisions
17-1	at
5-19	the
falls
3-14	of
2-14	Ohio

f.11a (Image 1081)
5-19	the
Rebel
2-7	general
x21-1	c
x24-2	l
x24-1	a
x24-13	r
x7-10	k
9-1	a
6-21	very
enterprising
x18-7	m
x18-8	a
x18-2	n
33-9	a Virginian[?]
17-1	at
x7-10	k
x7-18	[a]
x7-11	i
x7-12	n
x18-4	t
x18-17	u
x2-6	c
x7-10	k
and is to
x22-2	h
x22-20	a
x22-6	v
x22-7	e
5-19	the
26-3	command
3-14	of
41-19	two
51-18	state
34-17	regiments
besides
33-14	other
12-19	troops
8-22	with
31-1	about
4-14	one
43-19	thousand
2-6	French
10-1	and
23-18	Spaniards
8-22	with
13-19	these
5-19	the
ensuing
x2-4	s
x1-3	p
x18-9	r
x18-10	i
x18-11	n
x6-1	g
21-8	he
sets
3-14	off
13-14	on
11-1	an
Expedition
x23-2	a
x23-1	g
x23-2	a
x23-5	i
x23-8	n
x23-9	s
x23-11	t
7-4	Detroit
10-1	and
its	
x20-4	d
x20-3	e
x21-4	p
x20-3	e
x20-25	n
x18-3	d
x18-6	e
x18-2	n
x2-6	c
x4-2	i
x5-5	e
x4-3	s
1-8	his
45-17	rout
33-9	is
down
5-19	the
2-14	Ohio
4-19	to
5-19	the
mouth
3-14	of
5-19	the
x19-1	w
x3-1	a
x1-1	b
x3-1	a
x2-6	c
x2-2	h
x2-3	e
22-19	thence
6-20	up
5-19	the
same
4-19	to
5-19	the
41-8	head
thereof
6-22	where
18-22	we
have
9-1	a
carrying
42-15	place
5-6	from
22-19	thence
4-19	to
7-4	Detroit
4-19	[to]
51-9	induce
5-19	the
7-17	rebels
4-19	to
3-20	undertake
9-19	this
Expedition
they have
1-17	received
30-1	accounts
8-19	that

34-14	our
15-7	garrison
33-9	is
6-21	very
41-22	weak
17-1	at
7-4	Detroit
9-19	this
20-9	information
4-19	to
5-19	the
7-17	rebels
33-9	is
5-6	from
17-15	prisoners
8-19	that
have
3-2	been
carried
4-19	to
7-4	Detroit
5-22	who
have
2-17	returned
48-18	some
3-14	of
5-19	the
Rebel
17-[1?]4	officers

f.11b (Image 1082)
x2-4	s
x2-10	a
x2-12	y
8-19	that
x18-4	t
x18-5	h
x18-6	e
x18-9	r
x18-12	e
17-22	will
x1-1	b
x1-4	e
11-1	an
Expedition
2-2	by
5-19	the
x15-3	a
x15-4	l
x15-4	l
x15-11	i
x15-9	e
x15-17	d
x9-2	f
x9-1	o
x9-7	r
x9-5	c
x9-6	e
x9-8	s
against
x21-1	c
x21-6	a
x21-7	n
x21-6	a
x21-8	d
x21-6	a
5-19	the
ensuing
x2-4	s
x18-17	u
x18-7	m
x18-7	m
x18-6	e
x18-9	r
and
32-9	it
33-9	is
x18-1	a
x18-13	s
x18-13	s
x18-6	e
x18-9	r
x18-4	t
x18-6	e
x18-3	d
8-19	that
5-19	the
Rebels
x22-2	h
x22-20	a
x22-6	v
x22-7	e
x18-5	a
x6-1	g
x6-1	g
x18-9	r
x18-6	e
x18-6	e
x18-3	d
4-19	to
x22-4	g
x22-14	i
x22-6	v
x22-7	e
x21-1	c
x21-6	a
x21-7	n
x21-6	a
x21-8	d
x21-6	a
4-19	to
5-19	the
2-6	French*
the
46-3	combined
x9-2	f
x9-1	o
x9-7	r
x9-5	c
x9-6	e
x9-8	s
3-14	of
5-19	the
2-6	French
10-1	and
Rebels
should
x1-1	b
x1-4	e
18-18	successfull
x18-6	e
x18-2	n
x18-14	o
x18-17	u
x11-9	g
x11-1	h
4-19	to
[re]duce
*-9	it
*-19	that this
*-5	engagement
*-2	by
5-19	the
Rebels
4-19	to
5-19	the
2-5[?]	French
33-9	is
asserted
1-2	by
x18-3	s
x18-14	o
x18-7	m
x18-6	e
5-22	who
have
43-18	seen
5-19	the
x3-1	a
x16-11	g
x18-9	r
x18-6	e
x18-6	e
x18-7	m
x18-6	e
x18-2	n
x18-4	t
13-14	on
5-19	the
49-15	proceedings
3-14	of
Congress
9-19	this
x19-1	w
x19-2	i
x18-2	n
x18-4	t
x18-6	e
x18-9	r

HC/
*The decipherment has "give the French Canada" instead of "give Canada to the French" in case

f.18A (Image 1090) Clinton to Haldimand, New York, 10 March 1782, decoded on p.19-20: "It was scarcely to be expected that the January mail could contain powers adequate to the accomplishment of the "

(When code elements are not used, marking book cipher elements with "x" is not necessary.)

extract
It was scarcely to be expected that the
17-4	i
18-8	a
18-2	n
18-17	u
18-8	a
18-9	r
18-29	y
18-7	m
18-8	a
18-10	i
18-18	l
2-6	c
18-14	o
18-17	u
18-18	l
18-3	d

f.31A (Image 1107) postscript of Carleton to Haldimand, 21 May 1782, deciphered on the same sheet

extract
1-15	t
1-16	h
1-17	e
1-1	b
1-4	e
1-29	a
1-5	r
1-4	e
1-5	r
1-21	h
1-29	a
1-9	s
24-13	r
24-12	e
24-11	c
24-6	e
24-10	i
22-6	v
22-7	e
6-15	d
7-3	t
7-4	h
7-11	i
7-7	r
7-3	t
7-6	y
22-4	g
22-16	u
22-14	i
22-19	n
22-18	e
22-20	a
22-12	s

f.49 (Image 1125) Carleton to Haldimand, 22 July 1782 *A deciphered letter from the same date is at p.50-51 but does not seem to match.

extract
4-24	yet
30-9	I
25-12	may?
20-9	inform
3-24	you
8-19	that
10-19	t-
18-1	are
17-1	at
1-15	p-
x23-5	i
x23-8	n
x23-18	d
x23-26	i
x23-41	c
x23-2	a
x23-11	t
x23-5	i
x23-7	o
x23-8	n
x23-9	s

3-14	of
x11-1	h
x11-2	o
x11-4	s
x18-4	t
x18-10	i
x18-18	l
x18-12	e
28-4	d-
x16-34	p
x16-5	o
x16-12	i
x16-15	n
x16-16	t
x16-41	i
x16-42	[n]
x16-40	g
38-5	e-
17-1	at
2-24	your
8-15	provinces
10-1	and

x14-10	n
x14-16	e
x14-12	w
7-6	f-
8-1	a-
7-7	g-
7-10	k-
4-2	b-
30-9	I
21-1	am
x16-30	d
x16-22	i
x16-35	s
x16-34	p
x16-5	o
x16-35	s
x16-3	e
x16-30	d
4-19	to
x7-3	t
x7-14	h
x7-11	i
x7-12	n
x7-10	k



....


5-19	the
x13-1	b
x13-26	e
x13-8	a
x13-12	r
x13-26	e
x13-12	r
9-8	has
1-17	received
24-6	f-
39-7	g-

f.65A (Image 1142), Carleton to Haldimand, 3 August 1782, decoded on p.66-67: "I have received your excellency's letter of the 22[n]d June, and am to inform you that"

extract
54-18	s-
3-1	August?
3d
3[0]-9	I
9-8	have
1-17	received
2-24	your
3-5	excellency['s]
2-11	letter
3-14	of
5-19	the
22d
2-9	June
10-1	and
21-1	am
4-19	to
20-9	inform
3-24	you
8-19	that
9-1	a
21-15	packet
7-1	arrived
3-8	here
5-6	from
1-5	England
13-14	on
31r	31st
3-9	July
1-2	by
4-22	which
18-22	we
1-17	received
5-19	the
6-21	very
40-9	important
20-9	information
8-19	that
con
fer
ences
18-1	are
29-14	opened
17-1	at
x18-27	p
x18-28	a
x18-9	r
x18-10	i
x18-13	s
6-6	for
9-1	a
2-7	general
32-15	peace
10-1	and
8-19	that
4-19	to
re
move
9-22	what
9-8	has
3-2	been
x18-13	s
x18-17	u
x18-27	p
x18-27	p
x18-14	o
x18-13	s
x18-12	e
x18-3	d
4-19	to
6-2	be
5-19	the
princi
pal
x23-22	o
x23-20	b
x23-9	s
x23-11	t
x23-10	a
x23-41	c
x23-36	l
x23-42	e
29-9	in
5-19	the
20-22	way
3-14	of
32-15	peace
1-8	his
42-12	majesty
9-8	has
8-14	ordered
1-8	his
27-12	minister
4-19	to
x20-4	d
x20-14	i
x20-15	r
x20-13	e
x20-16	c
x20-11	t
37-12	Mr.
x9-23	g
x9-18	r
x9-17	e
x9-10	n
x9-16	v
x9-9	i
x9-20	l
x9-20	l
x9-22	e
5-22	who
33-9	is
in
vested
8-22	with
x18-16	f
x18-17	u
x18-18	l
x18-19	l
x[30]-1	p
x[30]-9	o
x[30]-44	w
x[30]-6	e
x[30]-10	r
x[30]-22	s
8-19	that
5-19	the
x20-14	i
x20-25	n
x20-4	d
x20-7	e
x21-4	p
x21-13	e
x21-7	n
x21-8	d
x21-13	e
x21-7	n
x21-1	c
x21-17	y
3-14	of
5-19	the
46-19	13
8-15	provinces
9-18	should
6-2	be
pro
posed
29-9	in
5-19	the
1st
24-9	instance
25-9	instead
3-14	of
29-12	making
32-9	it
9-1	a
...

f.93 (Image 1174) Carleton to [Haldimand?], 9 September 1782

extract
Duplicate
13-13	new?
x21-17	y
x21-2	o
x21-3	r
x20-36	k
6th
1-18	s-
54-18	s-
...

f.123 (Image 1205) Carleton to [Haldimand?], 25 September 1782, another copy on f.126-128 (Image 1208), decoded on f.102 (Image 1183)

extract
3-4	d-?
x16-31	c
x16-32	o
x16-15	n
x16-40	g
x16-20	r
x16-3	e
x16-35	s
x16-35	s
10-1	and
5-19	the
x16-34	p
x16-3	e
x16-15	n
x16-35	s
x16-27	y
x16-8	l
x9-16	v
x9-19	a
x9-27	n
x9-24	i
x9-19	a

British Ciphers during the Revolutionary War

Use of the Haldimand-Clinton Book Cipher in Lord Germain's Letters

Haldimand's book cipher above is used not only in correspondence between Quebec and New York but also in letters from Lord Germain in January 1782 (vol.II, f.1, f.4). Assuming those letters were indeed put into cipher by Lord Germain (or his secretary) rather than re-enciphered for circulation in North America, it is wondered whether there was no cipher to protect trans-Atlantic correspondence before Haldimand's proposal in 1778.

Reported Lack of Cipher in the British Headquarters

It is understandable that Friedman was amazed (p.37) at the statement in a 1959 book that Thomas Gage had no cipher as of 1775.

It seems likely that the spy used a foreign language because he hoped for temporary security in case one of his reports should fall accidentally into the wrong hands. Some such precaution was desirable, for, strange to say, in early 1775 the British commander-in-chief had no code, no cipher, and no officer who knew how to make one. He had to appeal for help to the commanding general in Canada, from whom he probably obtained the clumsy substitution cipher that Doctor Church was found using, later in the year.
John Edwin Bakeless (1959), Turncoats, traitors, and heroes (limited preview), p.29

One is reminded of a seemingly ad hoc grille cipher Clinton used with General Burgoyne during the latter's fatal campaign (see another article).

British Diplomatic Ciphers

Of course, Britain had been employing diplomatic ciphers for a long time. They already had more than a thousand entries as of 1700 (see another article). According to Kahn (p.173-174), English diplomatic ciphers were prepared by the Deciphering Branch, experts in cryptanalysis, and generally had four-digit code groups and numerous homophones. As examples, I may give Add MS 32256 f.196 (DECODE R9202), f.122 (R9186), f.70 (R9156). I wonder whether it could be that governors in American colonies and the Commander-in-Chief were not given diplomatic ciphers.

References:

S. Tomokiyo (2018-2024), "Diplomatic Codes after the Glorious Revolution and Use of Printed Templates" (Cryptiana)

DECODE:

Héder, M ; Megyesi, B. The DECODE Database of Historical Ciphers and Keys: Version 2. In: Dahlke, C; Megyesi, B (eds.) Proceedings of the 5th International Conference on Historical Cryptology HistoCrypt 2022. Linkoping, Sweden : LiU E-Press (2022) pp. 111-114. , 4 p. [pdf]

Megyesi Beáta, Esslinger Bernhard, Fornés Alicia, Kopal Nils, Láng Benedek, Lasry George, Leeuw Karl de, Pettersson Eva, Wacker Arno, Waldispühl Michelle. Decryption of historical manuscripts: the DECRYPT project. CRYPTOLOGIA 44 : 6 pp. 545-559. , 15 p. (2020) [link]

Megyesi, B., Blomqvist, N., and Pettersson, E. (2019) The DECODE Database: Collection of Historical Ciphers and Keys. In Proceedings of the 2nd International Conference on Historical Cryptology. HistoCrypt 2019, June 23-25, 2019, Mons, Belgium. NEALT Proceedings Series 37, Linköping Electronic Press. [pdf]

Case of the French

As for the French, it is known that code was used around 1780 by General Rochambeau and Admiral de Barras (see another article), Luzerne, minister to the United States, (see another article), and a governor of a Caribbean colony (see Pierrot et al.). It may be interesting to see whether and what ciphers were used by their British counterparts such as Rodney, Carlisle, the governor of Jamaica (Wikipedia), or Carleton as Governor in Canada (Carleton's correspondence with Haldimand in the above are in his capacity as Commander-in-Chief succeeding Clinton).

References:

S. Tomokiyo (2018), "French Code between General Rochambeau and Admiral de Barras (1781)" (Cryptiana)

S. Tomokiyo (2015-2017), "Code Switching in French Diplomatic Correspondence and Intercepted Letter of Barbé-Marbois (1782)" (Cryptiana), supplemented by my blogpost (2024).

Pierrot, Chaline, Damoiseau-Malraux, Mekhail, Perret (2025), "A Caribbean Directory-based Encryption during the American War of Independence" (HistoCrypt 2025) quoted in my blogpost.

Ciphers of British Military Commanders during the Revolutionary War

British military commanders such as General Cornwallis are known to have used simple substitution ciphers, but Carnwallis introduced in January 1781 switching of the key in the middle of a letter, which was also used with Clinton.

Lieutenant Colonel Balfour also used a book cipher for indicating words by page-column-line combinations.

Reference:

S. Tomokiyo (2009-2010), "Cornwallis' Ciphers" (Cryptiana)

Communication Security in General

Difficulty in communication between Canada and New York is apparent from the letters to/from Haldimand. Communication by sea was safer but vessels were not always available. So letters were sent not only in duplicate, but also in triplicate or even quadruplicate. For example, vol.II, f.8 (Image 1077) is "Quadruplicate of letter sent in Cypher over land".

The following shows a bearer of a secret letter was also given a harmless letter to show when captured.

P.S. By this conveyance, you will receive a letter which is not intended to be destroyed in case of danger. the facts it mentions are true, but the other contents are of no consequence. f.66 (Image 703) Haldimand to Clinton, Quebec, 19 July 1779


©2026 S.Tomokiyo
First posted on 26 April 2026. Last modified on 26 April 2026.
Cryptiana: Articles on Historical Cryptography
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